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Corporate & Securities Professionals

The corporate and securities law group at Fox, Hefter, Swibel Levin & Carroll, LLP advises the Firm’s clients in the areas of business structuring and formation, mergers and acquisitions, private equity and venture capital financing, securities offerings and compliance (including issues related to the Sarbanes-Oxley Act), corporate finance, and general corporate and business law matters.

The firm’s corporate and securities attorneys have specific expertise in the investment management, proprietary trading and commodities law areas, including the representation of hedge funds and other private investment vehicles, broker-dealers, registered investment advisors, commodity pool operators, commodity trading advisors, and other trading and investment management industry participants.

The group regularly counsels clients in connection with joint ventures, technology licensing, franchise law, domestic and foreign distribution, structured finance, project finance, and complex contracting matters, such as plant and facility engineering and construction, project and services outsourcing and procurement, sales representation, and other product sales arrangements.

The group also has extensive experience in the area of restaurant law, and has represented a major restaurant company for over thirty years, along with many individual restauranteurs.